5.3.4 Rethinking the Neanderthal

Homo neanderthalensis

The word “Neanderthal” might conjure up stereotypical images of a brutish caveman-like creature holding a club in one hand and dragging supper with the other. No one said entertainment had to be scientifically accurate, but media can create false perceptions and stereotypes about the past. This section takes a closer look at who the Neanderthal people were and the role they played in the human story.

Neanderthals have been found only in regions of Europe and the Middle East and are dated to between about 400,000 and 40,000 years ago. The first fossils, which were found in the Neander Valley, were believed to be the remains of an extinct kind of human. The Germans called them the Neanderthals, the people of the Neander Valley.

Neanderthals possess several distinctive anatomical characteristics: the skull and brain is larger than that of humans, with an average size in Neanderthals of 1,520 cc compared to modern humans’ 1200–1400 cc. Does the Neanderthal’s larger brain size mean that it was more intelligent than modern humans? As mentioned earlier in this chapter, while there does seem to be a correlation between brain size and complex cognitive skills, the brain in some hominins may have been organized differently than that of modern humans, with different anatomical areas of the brain emphasized. It is believed that in the Neanderthal brain, the frontal region, which is the center of speech and language, was less developed, while the back of the brain, which deals with the senses, was more developed. This greater development in the back area of the brain could be a survival adaptation found in Neanderthals who had to hunt in often harsh and difficult conditions.

Philip Lieberman, a cognitive scientist at Brown University, argues that Neanderthals lacked the anatomy necessary for humanlike speech. He drew this conclusion based on a reconstruction of a Neanderthal throat, which indicated that the neck could not accommodate the vocal apparatus of modern humans (Lieberman,P. 2007). While there is evidence of a hyoid bone, a small horseshoe-shaped bone in the front of the neck, that would have been able to anchor the tongue muscles, other anatomical evidence suggests that the larynx in Neanderthals was placed high in the throat. A highly placed larynx limits an animal’s ability to produce many sounds, such as vowels. In humans, the larynx is positioned further down into the throat. The Neanderthal has been determined to have possessed the gene FOXP2, which is linked to the ability to understand complex language, but the verdict is still out as to whether they were able to produce complex language. It is believed by some researchers that the ability to produce complex speech gave H. sapiens a significant edge over the Neanderthal.

Other skull characteristics of the Neanderthal include an occipital bun at the back of the skull (as also seen in H. antecessor and H. erectus), large brow ridges (which are not solid bone and create an air cavity), a large nasal cavity, and incisors that show a rounded pattern of wear, especially in older individuals. Their large front teeth typically show excessive wear. Chipping and pitting on the incisors are believed to have been caused by chewing on leather. The postcranial bones show that they had a broad scapula, which indicates that their rotator cuff muscles were well developed. They possessed a robust humerus with a massive head and the ability to rotate their arms, which suggests they were capable of throwing projectiles and using spears.

Some of the best-known Neanderthal specimens come from a place called Shanidar Cave in Iraq. Within this cave, various skeletal remains of eight individual Neanderthals were found. These remains are identified as Shanidar 1–9, which were discovered between 1957 and 1961, and Shanidar 10, which was discovered in 2006. Nearly all the skeletal remains show some evidence of trauma, suggesting that hunting was risky business. At various Neanderthal sites it has been observed that men and women exhibit similar cranial injuries, suggesting that women might have also engaged in hunting activities. However, the number of injuries in women were significantly fewer than those found in men (Beier et al. 2008). In a comparative study, it was established that during the Upper Paleolithic, modern H. sapiens sustained similar injuries as the Neanderthal, but interestingly, these injuries were less likely to result in death (Beier et al. 2008).

Shanidar 3 features a 40-to-50-year-old Neanderthal man who suffered a rib injury, potentially as the result of an encounter with an animal, and suggests healing as a result of care from others. Shanidar 1, called the “Old Man” (30–45 years old was old in Neanderthal terms), had multiple traumas to his body, one of which resulted in blindness in one eye. He was also missing the lower part of his right arm and hand, which suggests the earliest amputation on record. Although he did heal from this amputation, it may have left him paralyzed on the right side of his body. He also had no teeth. It is believed he was kept alive by taking food that had been chewed by others for him. There is evidence of many of these individuals healing from their injuries, which suggests that compassion and a sense of social responsibility for disabled members of the community existed.

The Flower Burial Hypothesis

The remains found at Shanidar 4 in Iraq suggest that the Neanderthal practiced intentional burials, or deliberate placing of the dead in a ritualistic manner. At Shanidar 4, the individual is placed on his left side with his legs drawn up in a flexed position. Pollen analysis of the soil surrounding the corpse suggests that spring flowers had been placed in the grave, possibly indicating that the Neanderthal had a belief in an afterlife and established mortuary practices. However, there has been a lot of debate as to whether there is sufficient evidence to conclude that that the pollen found at some of the Neanderthal sites was a result of ritualistic placement of flowers. Opposing hypotheses propose that the pollen was brought into the cave and deposited by burrowing rodents (Sommer 1999). In spite of these counterclaims, the consensus supports the theory that the Neanderthal did practice intentional burials. This is largely based on evidence such as the careful placement of bodies in specially dug shallow pits. Recent research at both Shanidar Cave and other sites now support the claim that the Neanderthal did practice ritual and intentional burial.

Neanderthal Creativity and Material Culture

Neanderthals have been labeled, perhaps unjustly, as a species with a limited ability to communicate in symbolic or abstract forms. Until recently, the Neanderthal had been assumed to lack the cognitive skills associated with the practice of ritual and art. However, cave paintings discovered in Spain in 2012 by Alistair Pike, an archaeologist at the University of Southampton, UK, challenge that assumption. These paintings, which have been dated to around 65,000 years ago, before the arrival of H. sapiens in the region, have been determined to be the creative works of the Neanderthal and are currently considered the oldest cave art ever found. This discovery may change what people have previously thought about Neanderthal cognition and their ability to express symbolic thought. It should be acknowledged that the ability to depict the world evident in these paintings does not compare with that in the artwork from H. sapiens sites like Chauvet and Lascaux in France (to be discussed later in this chapter).

Neanderthals created more technologically advanced tools than those produced by H. erectus and seen in the Acheulian tool industry. The tool industry associated with the Neanderthal hominins is called the Mousterian tool industry or the Middle Paleolithic tool industry. Archeological sites that date to the Neanderthal period are dominated by flake tools. This means that the Neanderthal struck flakes from cores and then used the flakes as their tools instead of the core. This resulted in smaller and sharper tools with increased utility.

What Happened to the Neanderthal? What Gave Modern Humans the Edge?

The Neanderthal went extinct around 35,000 to 50,000 years ago. There have been various hypotheses as to what caused this, many connected to the fact that Neanderthal coexisted with H. sapiens in regions of Europe and Asia for an estimated 2,600–5,400 years. These hypotheses include an inability to adapt to a changing climate and colder temperatures, the spread of disease, competition for food with H. sapiens, and even aggressive takeover by the H. sapiens, who may have been better able to adapt to environmental changes due to more complex technology and language skills. Another theory points to evidence that the Neanderthal tended to live in small, scattered groups with limited genetic diversity and low birth rates, which potentially impacted the ability of the Neanderthal to be competitive. A low gene pool can result from reduced birth rates and low survival rates of young children. New genetic evidence shows that the Neanderthal were genetically less diverse and more isolated than H. sapiens. And then some argue that the Neanderthal didn’t go extinct at all because some people still have Neanderthal genes in them.

Are You a Neanderthal?

Recent genetic evidence indicates that human-Neanderthal interbreeding was happening as far back as 125,000 years ago. From one Neanderthal toe bone found in the Denisova cave in Siberia Russia, the Max Planck institute has been able to produce a whole genome which revealed evidence of inbreeding amongst the Neanderthal, along with interbreeding with their cousins the Denisovans (discussed further in next section), as well as a mystery yet to be identified species, as well as Homo sapiens (Pennisi, E., 2013). The genetic evidence is most prominent in people of East Asian descent, accounting for between 2.3 percent and 2.6 percent of their DNA. Various mutations and diseases are linked to this Neanderthal DNA, including diabetes, addictions, depression, allergies, and Crohn’s disease. One study suggests that Neanderthal genes gave people some level of protection from getting a severe case of COVID-19 (Huber, J., 2018), although a later study (Zeberg and Pääbo 2020) proposes that Neanderthal genes may have increased the risk of respiratory failure as a result of the COVID-19 virus. Such differences may have to do with different genetic clusters in Neanderthal populations in different geographical regions (Mortazavi et al. 2021). Neanderthal genes are believed to have provided immunity to some viruses that H. sapiens, arriving from Africa, would not have had time to build up an immunity against. On the reverse side, H. sapiens may have brought diseases from Africa that the Neanderthal did not have resistance to, possibly playing a role in their extinction. As Janet Kelso, a computational biologist at the Max Plank Institute for Evolutionary Anthropology, states, “Viral challenges, bacterial challenges are among the strongest selective forces out there” (Akst, 2019).